Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (2024)

Joan Taylor CIA CRMA

Director, Risk Advisory & Compliance at Moss Adams LLP

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We're hosting a special event on Thursday, May 2 in Orange County, CA focused on SEC enforcement in 2024. Connect with peers, engage in discussions, and enhance your knowledge on compliance issues. Save your spot today!

SEC Enforcement in 2024: Trends, Fines, and Penalties mossadams.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    We're hosting a special event in Pasadena focused on SEC enforcement in 2024. Connect with peers, engage in discussions, and enhance your knowledge on compliance issues. Save your spot today! Can't join us in Pasadena? We will also be hosting this event in Irvine, CA on May 2, 2024 and in San Diego, CA on May 9, 2024. Reach out to me at joan.taylor@mossadams.com for details!

    SEC Enforcement in 2024: Trends, Fines, and Penalties mossadams.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    #Mossadams representing at the IIA GAM Conference in Las Vegas! What a great event full of networking and learning. Thank you to those who stopped by our booth! Justin Humphreys, CIA Garret Hegland @kevingee

    • Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (9)
    • Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (10)
    • Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (11)

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    Join us at Great Audit Minds (GAM) IIA conference in Las Vegas from 3/11-3/13. Stop by our booth for great giveaways and learn more about all that we offer! Look forward to seeing you there!

    • Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (16)

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    Experts said M&A, orthopedic procedure backlogs and emerging cardiac markets were among the top trends to watch in the medical device industry this year.

    The top medtech trends in 2024 medtechdive.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    The medical device industry faced its own share of cybersecurity challenges in 2023, showing that medtechs and devices are vulnerable if not adequately protected.

    Roundup: Cyber incidents, vulnerabilities hit the medtech sector in 2023

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    If you're planning on attending the JP Morgan Conference Jan. 8-11, 2024 in San Francisco, please reach out, and let's connect!

    J.P. Morgan Healthcare Conference jpmorgan.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    Join us for our Jan. 18 webcast in which we’ll discuss preparation strategies to help your life sciences company achieve a successful IPO. Topics include executive strategy, reporting requirements and controls, due diligence, and legal considerations.

    Prepare Your Life Sciences Company for an IPO mossadams.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    Compliance with the Sarbanes-Oxley Act (SOX) Section 404(a) is critical for companies transitioning to public ownership. Join Ernesto Mero, CPA and Pamela Esparza, CPA for our webcast, Navigating SOX 404(a): Balance Risk and Budget Goals, to learn more about SOX 404(a) compliance.

    Navigating SOX 404(a): Balance Risk and Budget Goals mossadams.com

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  • Joan Taylor CIA CRMA

    Director, Risk Advisory & Compliance at Moss Adams LLP

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    We are happy to share that registration for our 2023 Year-End Tax Update webcast is now open! This virtual event will cover key tax findings from 2023, and touch on IRS section 174, international tax takeaways, and year-end cash flow considerations for technology and life sciences companies.

    2023 Year-End Tax Update for Tech and Life Sciences Companies mossadams.com

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Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (37)

Joan Taylor CIA CRMA on LinkedIn: SEC Enforcement in 2024: Trends, Fines, and Penalties (38)

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